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Universal Market Integrity Rules
Results: 172

#	Item
161	Rules Notice Request for Comments UMIR and Dealer Member Rules Please distribute internally to: Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-11-25 10:01:06 Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Franchising Law Securities Act Financial system Business United States securities law Economy of Canada
162	Rules Notice Technical UMIR Contact: Michael T. Prior Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-05-22 15:32:57 New York Stock Exchange Dow Jones Industrial Average Financial economics Trading halt Universal Market Integrity Rules Trading curb Stock market Investment Economy of the United States
163	Rule Notice Guidance Note Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-12-09 17:36:04 Securities Universal Market Integrity Rules Canadian securities regulation Canada Regulatory compliance Regulatory risk differentiation Business Exempt market dealer Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
164	Guidance Respecting the Expansion of Single-Stock Circuit Breakers Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-10 10:46:04 Finance Investment Stock market Economy of Canada Universal Market Integrity Rules Trading halt Algorithmic trading Short Volatility Financial markets Financial economics Mathematical finance
165	IIROC Policy Priorities - Update Report L E G E N Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-04-17 16:26:04 Securities Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Investment Economy of Canada Universal Market Integrity Rules Financial regulation
166	Summary of Comments Received on Proposed Guidance Respecting the Expansion of Single-Stock Circuit Breakers Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-10 10:56:04 Investment Mathematical finance Financial regulation Stock market Universal Market Integrity Rules Trading halt Investment Industry Regulatory Organization of Canada Exchange-traded fund Short Financial economics Financial markets Finance
167	Rule Notice Guidance Note Please distribute internally to: Corporate Finance Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-12-09 15:46:03 Financial economics Financial regulation Investment Industry Regulatory Organization of Canada Securities Auditing Regulatory compliance Universal Market Integrity Rules Internal audit Audit Business Finance Self-regulatory organizations
168	The Investment Industry Regulatory Organization of Canada, or “IIROC,” is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-01-02 10:59:32 Investment Self-regulatory organizations Business Investment Industry Regulatory Organization of Canada Securities Financial adviser Ombudsman for Banking Services and Investments Exempt market dealer Universal Market Integrity Rules Financial regulation Financial economics Finance
169	IIROC Policy Priorities - Update Report L E G E N Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-15 16:36:02 Politics Economy of Canada Universal Market Integrity Rules Public comment
170	June 1, 2008 INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA TRANSITION RULE NO. 1 MADE PURSUANT TO BY-LAW 13.1 OF THE CORPORATION 1.1 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-26 16:48:40 Economy of Canada Universal Market Integrity Rules

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